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exception reporting (resident doctors): the 2026 playbook

a practical guide to exception reporting: what to report, how to write it, how to protect relationships, and how to escalate via guardian/hr safely.

The Bottom Line

  • Exception reporting is a <strong>contractual safety mechanism</strong>, not a personal complaint. Use it to protect patients, your training, and your wellbeing.
  • Write reports like incident documentation: <strong>facts, impact, and a clear ask</strong>.
  • Know the pathway: the Guardian of Safe Working Hours and HR have defined roles, and guidance has been updated recently—don’t rely on mythology.
New IMGs often avoid exception reporting because they fear reputational blowback. The smarter approach is to treat it like clinical documentation: objective, specific, and framed around safety and training quality. The goal is not drama—it’s fixing a system defect.

The one sentence that keeps you safe

“I’m exception reporting to document a deviation from the agreed work schedule that impacts safety/training, and to request an appropriate remedy.”
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Step 1 — Decide if it’s an exception report (fast triage)

Report when actual work deviates from the schedule in a way that affects hours/rest, training opportunities, or safety. If you’re unsure, document it anyway—systems improve only when defects are visible.
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Step 2 — Write the report like a mini SBAR

<strong>S:</strong> what happened (one sentence).<br/><strong>B:</strong> what the schedule expected.<br/><strong>A:</strong> what actually occurred + impact.<br/><strong>R:</strong> what remedy you’re requesting (time back / rota fix / escalation).
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Step 3 — Keep it impersonal and verifiable

Use timestamps, locations, patient safety implications, and training impacts. Avoid emotional language and avoid naming individuals unless required.
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Step 4 — Request a remedy (don’t just ‘report’)

A report that ends with a concrete remedy request is more likely to be acted on. Examples: “time off in lieu”, “rota adjustment”, “staffing review”, “review of handover coverage”.
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Step 5 — Escalate via the correct structure

If unresolved, escalate to HR/medical staffing and the Guardian of Safe Working Hours. The system exists so you don’t have to negotiate power dynamics alone.

What not to do

Don’t use exception reporting as a venting channel. And don’t let anyone reframe it as ‘you’re complaining’. It is a contractual mechanism tied to safety and training quality.

Official Sources

NHS Employers — Exception reporting key changes (Dec 2025)
NHS Employers — Guardians of Safe Working Hours resources
BMA — Exception reporting reforms summary